DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
F••• E•
Gross asset value
$10.4M
as of Mar 26, 2015; not a fund size
Peak GAV
$23.6M
highest filing
Owners
169
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
4%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Mar 30, 2012 to Mar 26, 2015
Reporting history
one row per Form ADV filing
Gross asset value$10.4M as of Mar 26, 2015
Mar 30, 2012$23.6M then
Owners169 as of Mar 26, 2015
Mar 30, 2012167 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaBoston, Massachusetts
- Morgan Stanley & Co. LLCBoston, Massachusetts
Across DFX
shared identifiers only
- F••• E• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 3.0%reportedadviser and related persons