DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B••• O• A•••••• C•••••• I•••••••• S•••• L•••
Private Equity Fundadvised byR•••••••• P••••••• M••••••••• L••asset manager805-2349881893no longer reportedIAPD
Gross asset value
$271,308
as of Mar 29, 2017; not a fund size
Peak GAV
$181M
highest filing
Owners
4
beneficial owners reported
Minimum investment
$175M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Feb 10, 2012 to Mar 29, 2017
Reporting history
one row per Form ADV filing
Gross asset value$271,308 as of Mar 29, 2017
Feb 10, 2012$181M then
Owners4 as of Mar 29, 2017
Feb 10, 20124 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of A••••••Charlotte, North Carolina
- Merrill Lynch Pierce Fennner & Smith, Inc.New York, New York
Across DFX
shared identifiers only
- B••• o• A•••••• C•••••• I••••••••• S•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons