DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
D•••• 9• W•••• E••••• F••• L•
Gross asset value
$52.2M
as of Mar 25, 2019; not a fund size
Peak GAV
$152M
highest filing
Owners
12
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
82%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Mar 8, 2017 to Mar 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$52.2M as of Mar 25, 2019
Mar 8, 2017$134M then
Owners12 as of Mar 25, 2019
Mar 8, 20172 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-276967reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyChicago, Illinois · LEI 6PTKHDJ8HDUF78PFWH30
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 82%reportedadviser and related persons