DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••• F• L•
Gross asset value
$486M
as of Nov 25, 2024; not a fund size
Peak GAV
$486M
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
99%
Reported
7 filings
May 13, 2022 to Nov 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$486M as of Nov 25, 2024
May 13, 2022$0 then
Owners2 as of Nov 25, 2024
May 13, 20220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Citigroup Global Markets Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Icici Bank LimitedMumbai, India
- J.P. Morgan Securities LLCNew York, New York
- Jpmorgan Chase Bank, N.A.New York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- The Northern Trust International Banking CorporationJersey City, New Jersey
- UBS AgStamford, Connecticut
- UBS Securities LLCStamford, Connecticut
Across DFX
shared identifiers only
- C••••• F• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons