DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

G••• T•• M••••• F•••

Hedge Fundadvised byG•••••• S•••• • A••••••••• ••• I•••former805-2409614890no longer reportedIAPD
Gross asset value
$251M
as of Sep 28, 2017; not a fund size
Peak GAV
$251M
highest filing
Owners
736
beneficial owners reported
Minimum investment
$19,300
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
1 filings
Sep 28, 2017 to Sep 28, 2017
Reporting history
one row per Form ADV filing
Gross asset value: $251M
Owners: 736
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Canadareported
Clients solicited
yes, 25% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of Nova Scotia
    Toronto, Ontario, Canada
  • Bmo Nesbitt Burns
    Toronto, Ontario, Canada
  • Bnp Paribas
    New York, New York
  • JP Morgan
    Boston, Massachusetts
  • Td Securities Inc.
    Toronto, Ontario, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
2.0%reportedadviser and related persons