DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••• E••••••••• P••••••• ••••••••• L•••
Gross asset value
$16.6M
as of Jul 11, 2024; not a fund size
Peak GAV
$37.4M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
10%
fund-of-funds interests
Non-US owners
0%
Reported
31 filings
Feb 14, 2012 to Jul 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$16.6M as of Jul 11, 2024
Feb 14, 2012$30.2M then
Owners10 as of Jul 11, 2024
Feb 14, 201211 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- feeder of 805-4172264767reported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-122822reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- China International Capital Corporation Hong Kong Securities LimitedHong Kong, Hong Kong
- China Merchant Securities (Hk) Co., Ltd.Hong Kong, Hong Kong
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Philip Securities Pte LtdSingapore, Singapore
- Silicon Valley BankSanta Clara, California
- Standard Chartered Bank (Mauritius) LimitedCyber City, Ebene, Mauritius
- Standard Chartered Bank (Mumbai) LimitedMumbai, India
Across DFX
shared identifiers only
- A••• E••••••••• P••••••• ••••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons