DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••• F••• 6• • 2•••• L•••
Gross asset value
$74.5M
as of Nov 13, 2020; not a fund size
Peak GAV
$74.5M
highest filing
Owners
5
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
69%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
2•••-03-29 to Nov 13, 2020
Reporting history
one row per Form ADV filing
Gross asset value$74.5M as of Nov 13, 2020
2•••-03-29$0 then
Owners5 as of Nov 13, 2020
2•••-03-290 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 3% of the adviser's clients investedreported
- Form D file number
- 021-334266reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- State Street Bank And Trust CompanyBoston, Massachusetts · LEI 571474TGEMMWANRLN572
Across DFX
shared identifiers only
- C••• F••• 6• • 2•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 69%reportedadviser and related persons