DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
B•••••••• I••••••••• P•••••••• L•••
Gross asset value
$3.7B
as of Dec 5, 2024; not a fund size
Peak GAV
$4.6B
highest filing
Owners
88
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
Feb 14, 2012 to Dec 5, 2024
Reporting history
one row per Form ADV filing
Gross asset value$3.7B as of Dec 5, 2024
Feb 14, 2012$1.1B then
Owners88 as of Dec 5, 2024
Feb 14, 201287 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- New York, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-127740reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchConcord, California · LEI B4TYDEB6GKMZO031MB27
- Bank Of MontrealMontreal, Canada · LEI NQQ6HPCNCCU6TUTQYE16
- Bank Of New York MellonNew York, New York · LEI HPFHU0OQ28E4N0NFVK49
- Bank Of Nova ScotiaNew York, New York · LEI L3I9ZG2KFGXZ61BMYR72
- Barclays Bank PlcNew York, New York · LEI G5GSEF7VJP5I7OUK5573
- Barclays Capital Inc.New York, New York
- Bnp ParibasNew York, New York · LEI R0MUWSFPU8MPRO8K5P83
- Bnp Paribas Prime Brokerage International LimitedNew York City, New Mexico · LEI 549300KUN9K9K32C6D97
- Bnp Paribas Securities Corp.New York City, New York
- Btig, LLCSan Francisco, California
- Cibc World Markets Corp.New York City, New York · LEI 549300445CON3DBMU275
- Cicc Financial Trading LimitedHong Kong, Hong Kong · LEI 5299007S28V6QGNXK514
- Citibank N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Citigroup Global Markets Inc.New York, New York
- Citigroup Global Markets India Private LimitedMumbai, India · LEI 549300WFG8RENRBOKH88
- Citigroup Global Markets LimitedLondon, United Kingdom · LEI XKZZ2JZF41MRHTR1V493
- Credit Suisse InternationalLondon, United Kingdom · LEI E58DKGMJYYYJLN8C3868
- Credit Suisse Securities (USA) LLCNew York City, New York
- Deutsche Bank AgNew York City, New York · LEI 25490016G0WR60ANOK04
- Edelw•••• Financial Services LimitedMumbai, India · LEI 335800GA1YN8NAGS8V55
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons