DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N••••• M•••••••• P••••••• I••• L•
Gross asset value
$199M
as of Jun 19, 2020; not a fund size
Peak GAV
$560M
highest filing
Owners
32
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
35%
of the fund
Owned by funds
2%
fund-of-funds interests
Non-US owners
22%
Reported
32 filings
Mar 29, 2012 to Jun 19, 2020
Reporting history
one row per Form ADV filing
Gross asset value$199M as of Jun 19, 2020
Mar 29, 2012$233M then
Owners32 as of Jun 19, 2020
Mar 29, 201233 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-138863reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bny MellonNew York, New York
Across DFX
shared identifiers only
- N••••• M•••••••• P••••••• I••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 35%reportedadviser and related persons