DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P•••••• S••••••••• A••••••••• M••••• F•••• L•
Gross asset value
$1.3B
as of May 31, 2024; not a fund size
Peak GAV
$6.2B
highest filing
Owners
73
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
11%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
52%
Reported
11 filings
Mar 26, 2020 to May 31, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.3B as of May 31, 2024
Mar 26, 2020$390M then
Owners73 as of May 31, 2024
Mar 26, 202029 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-361257reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Adm Investor IncChicago, Illinois
- Bnp Paribas Prime Brokerage, Inc.New York, New York
- Citibank, N.A.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Macquarie Bank LimitedSydney, Australia
- Marex Capital Markets Inc.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Pershing LLCJersey City, New Jersey
- Sg Americas Securities, LLCNew York, New York
- Societe Generale International LtdLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 11%reportedadviser and related persons