DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
M•••• W••••• C•••••• G••••• O••••••••• M••••• F••• L•
Gross asset value
$251M
as of Mar 27, 2024; not a fund size
Peak GAV
$256M
highest filing
Owners
44
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
42%
fund-of-funds interests
Non-US owners
37%
Reported
21 filings
Mar 27, 2017 to Mar 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$251M as of Mar 27, 2024
Mar 27, 2017$47.3M then
Owners44 as of Mar 27, 2024
Mar 27, 201723 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-312115reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of International Development VietnamHanoi, Vietnam
- Cantor Fitzgerald & Co.New York, New York
- Clear Street LLCNew York, New York
- Haywood Securities (USA) LLCVancouver, Canada · LEI 549300YOCIR4VQWGLW70
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Northbrook Bank & TrustNorthbrook, Illinois
- Td Prime Services LLCNew York, New York
Across DFX
shared identifiers only
- M•••• W••••• C•••••• G••••• O••••••••• M••••• F••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons