DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
L••••••••• C••••••••• L••
Gross asset value
$601,842
as of Jan 30, 2020; not a fund size
Peak GAV
$58.9M
highest filing
Owners
21
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
76%
of the fund
Owned by funds
96%
fund-of-funds interests
Non-US owners
0%
Reported
13 filings
Apr 1, 2013 to Jan 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$601,842 as of Jan 30, 2020
Apr 1, 2013$31.1M then
Owners21 as of Jan 30, 2020
Apr 1, 201320 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 17% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Pnc BankAtlanta, Georgia
Across DFX
shared identifiers only
- L••••••••• C••••••••• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 76%reportedadviser and related persons