DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
5•• O••••••••• I•• L•
Gross asset value
$320M
as of Nov 13, 2024; not a fund size
Peak GAV
$320M
highest filing
Owners
86
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
3%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
11%
Reported
8 filings
Mar 28, 2022 to Nov 13, 2024
Reporting history
one row per Form ADV filing
Gross asset value$320M as of Nov 13, 2024
Mar 28, 2022$293M then
Owners86 as of Nov 13, 2024
Mar 28, 202275 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-393252reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cowen And CompanyNew York, New York
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Jefferies LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Pershing LLCJersey City,, New Jersey
Across DFX
shared identifiers only
- 5•• O••••••••• I•• L• · peshared adv fund id
- 5•• O••••••••• I•• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons