DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$141,831
as of Aug 2, 2023; not a fund size
Peak GAV
$5.6M
highest filing
Owners
22
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
23 filings
Jul 16, 2019 to Aug 2, 2023
Reporting history
one row per Form ADV filing
Gross asset value$141,831 as of Aug 2, 2023
Jul 16, 2019$5.6M then
Owners22 as of Aug 2, 2023
Jul 16, 201922 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 1% of the adviser's clients investedreported
Form D file number
021-344322reportedthe join to the Form D offering
Type as written
CREDIT FUND PRIMARILY INVESTING IN DISTRESSED DEBT OF US COMPANIESreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Zions First National Bank
    Salt Lake City, Utah · LEI 8WH0EE09O9V05QJZ3V89
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
5.0%reportedadviser and related persons