DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••••••• W••••••••• E••••••• S•••• • M•• C•• F••• • A• S••••••• O• C•••••••• G••••• S•••• • S••
Other Private Fundadvised byC•••••••• A•••• M••••••••• L••••••former805-2564421455no longer reportedIAPD
Gross asset value
$25.6M
as of Jun 24, 2020; not a fund size
Peak GAV
$81.6M
highest filing
Owners
15
beneficial owners reported
Minimum investment
$200,000
as reported
Adviser and related own
8%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
100%
Reported
10 filings
Apr 11, 2016 to Jun 24, 2020
Reporting history
one row per Form ADV filing
Gross asset value$25.6M as of Jun 24, 2020
Apr 11, 2016$33.6M then
Owners15 as of Jun 24, 2020
Apr 11, 201612 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- S••••••• OF A S••••reported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Kbl E••••••• Private Bankers, S.A.Luxembourg, Luxembourg
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 8.0%reportedadviser and related persons