DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• I•• C••••••••• F•••• L•••
Gross asset value
$420M
as of Jul 11, 2024; not a fund size
Peak GAV
$420M
highest filing
Owners
58
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
19%
of the fund
Owned by funds
90%
fund-of-funds interests
Non-US owners
24%
Reported
7 filings
Mar 30, 2022 to Jul 11, 2024
Reporting history
one row per Form ADV filing
Gross asset value$420M as of Jul 11, 2024
Mar 30, 2022$283M then
Owners58 as of Jul 11, 2024
Mar 30, 202258 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- yes, 19% of the adviser's clients investedreported
- Form D file number
- 021-413349reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First Republic BankSan Francisco, California
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Standard Chartered Bank (Mauritius) LimitedCyber City, Ebene, Mauritius
- Standard Chartered Bank (Mumbai) LimitedMumbai, India
- Standard Chartered Bank (Singapore)Singapore, Singapore
Across DFX
shared identifiers only
- O•• I•• C••••••••• F•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 19%reportedadviser and related persons