DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
P••••••• I•••••••• •••• L•
Gross asset value
$22.9M
as of May 21, 2014; not a fund size
Peak GAV
$50.0M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
4%
of the fund
Owned by funds
6%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Jan 19, 2012 to May 21, 2014
Reporting history
one row per Form ADV filing
Gross asset value$22.9M as of May 21, 2014
Jan 19, 2012$50.0M then
Owners7 as of May 21, 2014
Jan 19, 201220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Texas, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-123487reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- JP Morgan Financial Institutions GroupBrooklyn, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Morgan Stanley & Co. LLCNew York, New York
- National Financial Services LLCBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 4.0%reportedadviser and related persons