DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• A•••••••• F••• S••

Hedge Fundadvised byL•••• A•••• M••••••••• L••former805-2616596588no longer reportedIAPD
Gross asset value
$32B
as of Nov 12, 2020; not a fund size
Peak GAV
$32B
highest filing
Owners
3
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
3%
fund-of-funds interests
Non-US owners
3%
Reported
50 filings
Mar 28, 2012 to Nov 12, 2020
Reporting history
one row per Form ADV filing
Gross asset value$32B as of Nov 12, 2020
Mar 28, 2012$311M then
Owners3 as of Nov 12, 2020
Mar 28, 20123 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-138679reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Barclays Bank Plc, London Branch
    London, United Kingdom · LEI G5GSEF7VJP5I7OUK5573
  • Barclays Capital Securities Limited
    London, United Kingdom · LEI K9WDOH4D2PYBSLSOB484
  • Citibank, N.A.
    London, United Kingdom · LEI E57ODZWZ7FF32TWEFA76
  • Citigroup Global Markets Inc.
    New York, New York
  • Deutsche Bank Ag
    London, United Kingdom · LEI 7LTWFZYICNSX8D621K86
  • Goldman Sachs & Co. LLC
    New York, New York
  • Goldman Sachs Execution & Clearing, L.P.
    New York, New York
  • Goldman Sachs International
    London, United Kingdom · LEI W22LROWP2IHZNBB6K528
  • JP Morgan Chase, N.A.
    London, United Kingdom · LEI 7H6GLXDRUGQFU57RNE97
  • Natwest Markets Plc
    London, United Kingdom · LEI RR3QWICWWIPCS8A4S074
  • Natwest Markets Securities Inc.
    Stamford, Connecticut
  • Oppenheimer & Co. Inc.
    New York, New York
  • State Street Bank And Trust Company
    Boston, Massachusetts
  • The Royal Bank Of Scotland Plc
    London, United Kingdom · LEI 2138005O9XJIJN4JPN90
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
3.0%reportedadviser and related persons