DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byunclassified805-2624734771no longer reportedIAPD
Gross asset value
$4.2M
as of Jun 30, 2014; not a fund size
Peak GAV
$7.3M
highest filing
Owners
11
beneficial owners reported
Minimum investment
$759,950
as reported
Adviser and related own
15%
of the fund
Owned by funds
57%
fund-of-funds interests
Non-US owners
97%
Reported
4 filings
Mar 30, 2012 to Jun 30, 2014
Reporting history
one row per Form ADV filing
Gross asset value$4.2M as of Jun 30, 2014
Mar 30, 2012$7.3M then
Owners11 as of Jun 30, 2014
Mar 30, 201211 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
United Kingdomreported
Clients solicited
yes, 18% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • The Royal Bank Of Scotland
    London, United Kingdom
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
15%reportedadviser and related persons