DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
1•••••
Gross asset value
$181M
as of Feb 14, 2022; not a fund size
Peak GAV
$372M
highest filing
Owners
24
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
1%
of the fund
Owned by funds
75%
fund-of-funds interests
Non-US owners
10%
Reported
14 filings
Mar 28, 2012 to Feb 14, 2022
Reporting history
one row per Form ADV filing
Gross asset value$181M as of Feb 14, 2022
Mar 28, 2012$146M then
Owners24 as of Feb 14, 2022
Mar 28, 201224 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-9999999999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Ast Investor Services LLCBrooklyn, New York
- Computershare Securities CorporationChicago, Illinois
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSan Francisco, California
- Pershing LLCSan Francisco, New Jersey
- Silicon Valley BankSanta Clara, California
- Svb Leerink LLCBoston, Massachusetts
Across DFX
shared identifiers only
- 1••••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons