DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•••• 7••• L•

Private Equity Fundadvised byA•••• A•••••• L••asset manager805-2640052019IAPD
Gross asset value
$101M
as of Jan 22, 2024; not a fund size
Peak GAV
$296M
highest filing
Owners
33
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
98%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
15 filings
Mar 10, 2016 to Jan 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value$101M as of Jan 22, 2024
Mar 10, 2016$245M then
Owners33 as of Jan 22, 2024
Mar 10, 201635 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-229146reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank
    New York, New York
  • Wells Fargo Securities, LLC
    San Francisco, California
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
98%reportedadviser and related persons