DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
I•••••• G••••• C••••• F••• I• L•
Private Equity Fundadvised byB••••• C•••••• M••••••••• L•asset manager805-2667774541no longer reportedIAPD
Gross asset value
$9.9M
as of Mar 27, 2019; not a fund size
Peak GAV
$149M
highest filing
Owners
62
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
10%
of the fund
Owned by funds
21%
fund-of-funds interests
Non-US owners
20%
Reported
40 filings
Mar 30, 2012 to Mar 27, 2019
Reporting history
one row per Form ADV filing
Gross asset value$9.9M as of Mar 27, 2019
Mar 30, 2012$85.8M then
Owners62 as of Mar 27, 2019
Mar 30, 201228 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-168289reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of AmericaNew York, New York · LEI B4TYDEB6GKMZO031MB27
- Cibc Bank USAChicago, Illinois · LEI FDXQ75GPEQKRPWABYN63
- U.S. Bank National AssociationBoston, Massachusetts · LEI 5493003BL9GDHBPNL575
Across DFX
shared identifiers only
- I•••••• G••••• C••••• F••• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 10%reportedadviser and related persons