DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• G••••• A•••• M••••••••• E• L••
Private Equity Fundadvised byS•••••• G••••• A•••• M••••••••• L••asset manager805-2692001549no longer reportedIAPD
Gross asset value
$460,000
as of Jul 25, 2023; not a fund size
Peak GAV
$33.9M
highest filing
Owners
14
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
61%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
6 filings
Mar 30, 2020 to Jul 25, 2023
Reporting history
one row per Form ADV filing
Gross asset value$460,000 as of Jul 25, 2023
Mar 30, 2020$14.2M then
Owners14 as of Jul 25, 2023
Mar 30, 202014 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-340826reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cf Secured, LLCNew York, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
- Signature BankNew York, New York
Across DFX
shared identifiers only
- S•••••• G••••• A•••• M••••••••• E• L•• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 61%reportedadviser and related persons