DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G••• I••••• L••••••••• T••••
Gross asset value
$142M
as of Aug 25, 2017; not a fund size
Peak GAV
$142M
highest filing
Owners
773
beneficial owners reported
Minimum investment
$19,350
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
82%
Reported
23 filings
Mar 30, 2012 to Aug 25, 2017
Reporting history
one row per Form ADV filing
Gross asset value$142M as of Aug 25, 2017
Mar 30, 2012$36.8M then
Owners773 as of Aug 25, 2017
Mar 30, 201287 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- feeder of 805-8076446183reported
- Fund of funds
- noreported
- Organized in
- Canadareported
- Clients solicited
- yes, 18% of the adviser's clients investedreported
- Form D file number
- 021-216365reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- RBC Investor & Treasury ServicesToronto, Canada
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons