DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

W••• S••••• E••••• P••••••• O••••••• • B• L•••

Private Equity Fundadvised byG•••••• S•••• • C•• L••wirehouse805-2717870582IAPD
Gross asset value
$12.2M
as of Nov 19, 2024; not a fund size
Peak GAV
$96.5M
highest filing
Owners
62
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
151 filings
Mar 30, 2016 to Nov 19, 2024
Reporting history
one row per Form ADV filing
Gross asset value$37.6M as of May 26, 2021
Mar 30, 2016$1.0M then
Owners63 as of May 26, 2021
Mar 30, 201662 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
feeder of 805-3428803801reported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 0% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • 77 Bank
    Sendai, Japan
  • Barclays Bank Plc
    London, United Kingdom
  • Barclays Bank Plc, Jersey Branch
    St. Helier, Jersey
  • Ca Indosuez Wealth (Europe)
    Luxembourg, Luxembourg
  • Carta Securities, LLC
    San Francisco, California
  • China (Shanghai) Pilot Free Trade Zone Branch, Bank Of China, Shanghai
    Shanghai, China
  • Citibank N.A.
    New York, New York
  • Computershare
    Canton, Massachusetts
  • Danske Bank
    Trondheim, Norway
  • Ebury
    London, United Kingdom
  • First Caribbean International Bank
    St. Michael, Barbados
  • G•••••• S•••• • C•• L••
    New York, New York · related person of the adviser
  • Hsbc Bank (Mauritius) Limited
    Ebene, Mauritius
  • Hsbc Bank Bermuda Limited
    Hamilton, Bermuda
  • Hsbc China Beijing Municipal Branch
    Chaoyang, China
  • Hsbc France
    Paris, France
  • Industrial And Commercial Bank Of China (Icbc) Huaibei Branch
    Huaibei, China
  • Industrial And Commercial Bank Of China Limited Beijing Trade Center Sub-Branch
    Chaoyang, China
  • JP Morgan Chase Bank, Na
    New York, New York
  • Macquarie Bank Limited
    Sydney, Australia
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
0.0%reportedadviser and related persons