DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
G• O••••••••• P•••••••• L•••
Gross asset value
$0
as of Mar 20, 2017; not a fund size
Peak GAV
$121M
highest filing
Owners
0
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
110 filings
Mar 30, 2012 to Mar 20, 2017
Reporting history
one row per Form ADV filing
Gross asset value$0 as of Jul 19, 2016
Mar 30, 2012$121M then
Owners0 as of Jul 19, 2016
Mar 30, 201214 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 0% of the adviser's clients investedreported
- Form D file number
- 021-139249reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Banca Intesa Sanpaolo SpaParma, Italy
- Banca Nazionale Del Lavoro SpaMilano, Italy
- Banca Nazionale Del Lavoro SpaRoma, Italy
- Banca Popolare Di Sondrio SpaMilano, Italy
- Banco SafraSao Paulo, Brazil
- Bank Of AmericaConcord, California
- Bank Of ChinaShenzen, China
- Citco Bank Nederland NvAmsterdam, Netherlands
- Citibank, N.A., London BranchLondon, United Kingdom
- Cmb Huhehaote Municipal BranchHohhot, China
- Cmb Waigaoqiao Free Trade Zone Sub-BranchShanghai, China
- Commerzbank AgFrankfurt, Germany
- Corland BmoChicago, Illinois
- Daiko Shoken BusinessTokyo, Japan
- Danske BankCopenhagen, Denmark
- Dsb Co., Ltd.Tokyo, Japan
- First Caribbean International Bank (Barbados) LimitedBridgetown, Barbados
- G•••••• S•••• InternationalLondon, United Kingdom · related person of the adviser
- G••••••, S•••• & Co.New York, New York · related person of the adviser
- Hdfc Bank LimitedBengaluru, India
Across DFX
shared identifiers only
- G• O••••••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 0.0%reportedadviser and related persons