DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H•••••• H••• D••••••••• A•••• M••••• F••• L••
Gross asset value
$11B
as of Mar 29, 2018; not a fund size
Peak GAV
$23B
highest filing
Owners
286
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
7%
fund-of-funds interests
Non-US owners
52%
Reported
25 filings
Nov 28, 2011 to Mar 29, 2018
Reporting history
one row per Form ADV filing
Gross asset value$11B as of Mar 29, 2018
Nov 28, 2011$1.4B then
Owners286 as of Mar 29, 2018
Nov 28, 2011104 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-121010reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Capital Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- J.P. Morgan Securities LLCNew York, New York
- Merrill Lynch Professional Clearing Corp.New York, New York
- Morgan Stanley & Co. LLCNew York, New York
- Scotia Capital (USA) Inc.New York, New York
- The Bank Of New York MellonNew York, New York
- Wells Fargo Bank, N.A.Minneapolis, Minnesota
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons