DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O•• C•••••• M••••• F•••
Gross asset value
$192M
as of Feb 21, 2014; not a fund size
Peak GAV
$392M
highest filing
Owners
20
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
88%
fund-of-funds interests
Non-US owners
40%
Reported
3 filings
Jan 29, 2013 to Feb 21, 2014
Reporting history
one row per Form ADV filing
Gross asset value$192M as of Feb 21, 2014
Jan 29, 2013$392M then
Owners20 as of Feb 21, 2014
Jan 29, 201340 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Jpmorgan Chase Bank, N.A.San Antonio, Texas
- Morgan Stanley & Co. International PlcLondon, United Kingdom
- UBS AgLondon, United Kingdom
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 5.0%reportedadviser and related persons