DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

T•••••••• C•••••• M••••• F••• L•

Gross asset value
$725M
as of Mar 28, 2024; not a fund size
Peak GAV
$967M
highest filing
Owners
102
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
14%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
30%
Reported
13 filings
Sep 28, 2016 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$725M as of Mar 28, 2024
Sep 28, 2016$223M then
Owners102 as of Mar 28, 2024
Sep 28, 201655 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-268030reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Goldman Sachs & Co. LLC
    New York, New York
  • J.P. Morgan Securities LLC
    New York, New York
  • Merrill Lynch International
    New York, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • The Northern Trust International Banking Corporation
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
14%reportedadviser and related persons