DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S••• P••••••• I• L•••
Gross asset value
$1.2B
as of Feb 2, 2024; not a fund size
Peak GAV
$2.3B
highest filing
Owners
90
beneficial owners reported
Minimum investment
$15.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
34%
fund-of-funds interests
Non-US owners
15%
Reported
13 filings
Mar 30, 2012 to Feb 2, 2024
Reporting history
one row per Form ADV filing
Gross asset value$1.2B as of Feb 2, 2024
Mar 30, 2012$1.2B then
Owners90 as of Feb 2, 2024
Mar 30, 201282 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-134685reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Boci Securities LimitedHong Kong, Hong Kong · LEI 549300VO4FJKJIJG2H24
- China International Capital Corporation Hong Kong Securities LimitedHong Kong, Hong Kong · LEI 529900A2OXHI3I5TPV90
- Hsbc Bank (Mauritius) LtdEbene, Mauritius · LEI 549300V8QHWGJHH6QF95
- Industrial And Commercial Bank Of China (Asia) Ltd.Hong Kong, Hong Kong · LEI 549300RB8ZUQ2QO5HJ15
- Morgan Stanley Smith Barney LLCBoston, Massachusetts · LEI 7PDDXEMZ0ZV0CEDU4D16
- UBS Financial Services Inc.Wilmington, Delaware · LEI ETYRV6ORNFJB5NONI676
Across DFX
shared identifiers only
- S••• P••••••• I• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons