DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

A••• E••••• P••••••• 3••• L•••

Private Equity Fundadvised byA••• E••••• M••••••••• L•••••asset manager805-2826963817IAPD
Gross asset value
$756M
as of May 9, 2024; not a fund size
Peak GAV
$951M
highest filing
Owners
37
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
2%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
21%
Reported
24 filings
Feb 23, 2012 to May 9, 2024
Reporting history
one row per Form ADV filing
Gross asset value$756M as of May 9, 2024
Feb 23, 2012$319M then
Owners37 as of May 9, 2024
Feb 23, 201220 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-172423reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Wells Fargo
    Mclean, Virginia · LEI KB1H1DSPRFMYMCUFXT09
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
2.0%reportedadviser and related persons