DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Private fund
Waddell & Reed Asset Strategy Fund, LLC
Gross asset value
$2.6M
as of Apr 27, 2017; not a fund size
Peak GAV
$51.6M
highest filing
Owners
2
beneficial owners reported
Minimum investment
$20.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
30 filings
Mar 30, 2012 to Apr 27, 2017
Reporting history
one row per Form ADV filing
Gross asset value$2.6M as of Apr 27, 2017
Mar 30, 2012$34.0M then
Owners2 as of Apr 27, 2017
Mar 30, 20122 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-133992reportedthe join to the Form D offering
- Type as written
- A PRIVATE FUND THAT PROVIDES INVESTORS WITH REDEMPTION RIGHTS IN THE ORDINARY COURSEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- The Northern Trust CompanyChicago, Illinois
Across DFX
shared identifiers only
- Waddell & Reed Asset Strategy Fund, LLC · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons