DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••• F••••• E• M••••• F•••• L•••
Gross asset value
$3.6M
as of Mar 25, 2021; not a fund size
Peak GAV
$42.8M
highest filing
Owners
8
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
4 filings
Feb 21, 2018 to Mar 25, 2021
Reporting history
one row per Form ADV filing
Gross asset value$3.6M as of Mar 25, 2021
Feb 21, 2018$42.8M then
Owners8 as of Mar 25, 2021
Feb 21, 201811 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bsp Capital Ltd.Port Moresby, Papua New Guinea
- Caja De Valores, S.A.Buenos Aires, Argentina · LEI 48510030C35RTMK7W149
- Citibank, N.A.New York, New York · LEI E57ODZWZ7FF32TWEFA76
- Pershing LLCJersey City, New Jersey
- UBS AgLondon, United Kingdom · LEI BFM8T61CT2L1QCEMIK50
- UBS Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons