DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

G••••••••• C•••••• Q••••••••• L•••

Hedge Fundadvised byG••••••••• C••••••• I••former805-2854303675no longer reportedIAPD
Gross asset value
$597M
as of Mar 30, 2020; not a fund size
Peak GAV
$4.1B
highest filing
Owners
99
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
46%
of the fund
Owned by funds
13%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Dec 5, 2011 to Mar 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$597M as of Mar 30, 2020
Dec 5, 2011$3.6B then
Owners99 as of Mar 30, 2020
Dec 5, 2011403 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-119261reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Scotia Bank
    New York, New York
  • Bnp Paribas Prime Brokerage, Inc.
    New York, New York
  • Citibank N.A.
    New York, New York
  • Citigroup Global Markets Inc.
    New York, New York
  • Goldman Sachs & Co. LLC
    New York, New York
  • Hsbc Bank USA, N.A.
    New York, New York
  • J.P. Morgan Chase & Co.
    New York, New York
  • J.P. Morgan Clearing Corp.
    Brooklyn, New York
  • Morgan Stanley & Co. LLC
    New York, New York
  • National Financial Services LLC
    Boston, Massachusetts
  • UBS Ag
    Stamford, Connecticut
  • Wells Fargo Securities, LLC
    Charlotte, North Carolina
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
46%reportedadviser and related persons