DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Gross asset value
$30.8M
as of Nov 25, 2019; not a fund size
Peak GAV
$147M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
3%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
75%
Reported
23 filings
Mar 31, 2015 to Nov 25, 2019
Reporting history
one row per Form ADV filing
Gross asset value$30.8M as of Nov 25, 2019
Mar 31, 2015$147M then
Owners8 as of Nov 25, 2019
Mar 31, 201512 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
yes, 4% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Jpmorgan Chase Bank
    St. Helier, Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
3.0%reportedadviser and related persons