DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A••••••••• H••••••• L•• F••• I••• L•••
Gross asset value
$343M
as of Mar 29, 2024; not a fund size
Peak GAV
$435M
highest filing
Owners
122
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
0%
of the fund
Owned by funds
15%
fund-of-funds interests
Non-US owners
14%
Reported
9 filings
Mar 30, 2020 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$343M as of Mar 29, 2024
Mar 30, 2020$203M then
Owners122 as of Mar 29, 2024
Mar 30, 2020120 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-339568reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- J.P. Morgan Securities LLCNew York, New York
- Morgan Stanley & Co. LLCWalnut Creek, California
- Raymond James & Associates, Inc.St. Petersburg, Florida
- Silicon Valley Bank, A Division Of First Citizens BankMenlo Park, California
Across DFX
shared identifiers only
- A••••••••• H••••••• L•• F••• I••• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons