DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• M••••• F••• L•
Gross asset value
$8.3B
as of Jan 31, 2019; not a fund size
Peak GAV
$8.8B
highest filing
Owners
347
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
9%
of the fund
Owned by funds
35%
fund-of-funds interests
Non-US owners
31%
Reported
19 filings
Feb 14, 2012 to Jan 31, 2019
Reporting history
one row per Form ADV filing
Gross asset value$8.3B as of Jan 31, 2019
Feb 14, 2012$3.0B then
Owners347 as of Jan 31, 2019
Feb 14, 2012181 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Credit Suisse Securities (USA) LLCNew York, New York
- Goldman Sachs & Co. LLCNew York, New York
- JP Morgan Chase BankNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan Stanley & Co. LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 9.0%reportedadviser and related persons