DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•••• H•••• I••••••••• P••••••• I• • A•• I• L•
Private Equity Fundadvised byM••••• S•••••• I••••••••• I•••asset manager805-2880752323no longer reportedIAPD
Gross asset value
$717M
as of May 15, 2023; not a fund size
Peak GAV
$1.2B
highest filing
Owners
71
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
98%
Reported
17 filings
Mar 27, 2015 to May 15, 2023
Reporting history
one row per Form ADV filing
Gross asset value$717M as of May 15, 2023
Mar 27, 2015$427M then
Owners71 as of May 15, 2023
Mar 27, 20151 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- CitbankNew York, New York
- Citibank Na Agency & TrustNew York, New York
Across DFX
shared identifiers only
- M••••• S•••••• I••••••••• P••••••• I• • A•• I• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 1.0%reportedadviser and related persons