DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

P•••• J•••••• M•••••••• O••••••••• F•••• L•

Gross asset value
$357M
as of Mar 30, 2015; not a fund size
Peak GAV
$367M
highest filing
Owners
34
beneficial owners reported
Minimum investment
$250,000
as reported
Adviser and related own
27%
of the fund
Owned by funds
29%
fund-of-funds interests
Non-US owners
20%
Reported
23 filings
Mar 29, 2012 to Mar 30, 2015
Reporting history
one row per Form ADV filing
Gross asset value$357M as of Mar 30, 2015
Mar 29, 2012$85.7M then
Owners34 as of Mar 30, 2015
Mar 29, 20127 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-153024reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Pershing LLC
    Jersey City, New Jersey
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
27%reportedadviser and related persons