DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

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Private Equity Fundadvised byS•••••••• P••••••• F••• S•••••••• A••••••• L•••asset manager805-2894642364no longer reportedIAPD
Gross asset value
$535,296
as of Aug 17, 2016; not a fund size
Peak GAV
$79.7M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
16%
of the fund
Owned by funds
20%
fund-of-funds interests
Non-US owners
4%
Reported
8 filings
Aug 15, 2013 to Aug 17, 2016
Reporting history
one row per Form ADV filing
Gross asset value$535,296 as of Aug 17, 2016
Aug 15, 2013$79.7M then
Owners38 as of Aug 17, 2016
Aug 15, 201344 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 10% of the adviser's clients investedreported
Form D file number
021-99999reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America Corporation N.A.
    New York, New York
  • Citibank
    New York, New York
  • J.P. Morgan
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, California
  • Morgan Stanley
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
16%reportedadviser and related persons