DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
T••••••• C•••••• P•••••••• L•••
Gross asset value
$17.0M
as of Jun 30, 2022; not a fund size
Peak GAV
$17.0M
highest filing
Owners
19
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
11%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Oct 13, 2020 to Jun 30, 2022
Reporting history
one row per Form ADV filing
Gross asset value$17.0M as of Jun 30, 2022
Oct 13, 2020$825,000 then
Owners19 as of Jun 30, 2022
Oct 13, 20209 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 2% of the adviser's clients investedreported
- Form D file number
- 021-374803reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Umb Fund ServicesMilwaukee, Wisconsin
Across DFX
shared identifiers only
- T••••••• C•••••• P•••••••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 11%reportedadviser and related persons