DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••••• C•••••• C•••• L••• S••••••• U•• F••• I•• L•••
Gross asset value
$376M
as of Aug 14, 2024; not a fund size
Peak GAV
$510M
highest filing
Owners
38
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
23%
fund-of-funds interests
Non-US owners
54%
Reported
16 filings
Jul 19, 2018 to Aug 14, 2024
Reporting history
one row per Form ADV filing
Gross asset value$376M as of Aug 14, 2024
Jul 19, 2018$377M then
Owners38 as of Aug 14, 2024
Jul 19, 201838 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-245875reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- Goldman Sachs & Co. LLCNew York City, New York
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York City, New York
- Morgan StanleyPurchase, New York
Across DFX
shared identifiers only
- D•••••• C•••••• C•••• L••• S••••••• U•• F••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 1.0%reportedadviser and related persons