DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

S•••• A••••••••• I• L••

Private Equity Fundadvised byS••••• R•••• A••••••• L••former805-2927271350IAPD
Gross asset value
$578,784
as of Jun 27, 2013; not a fund size
Peak GAV
$1.2M
highest filing
Owners
29
beneficial owners reported
Minimum investment
$15,000
as reported
Adviser and related own
6%
of the fund
Owned by funds
9%
fund-of-funds interests
Non-US owners
37%
Reported
5 filings
Feb 16, 2012 to Jun 27, 2013
Reporting history
one row per Form ADV filing
Gross asset value$578,784 as of Jun 27, 2013
Feb 16, 2012$1.2M then
Owners29 as of Jun 27, 2013
Feb 16, 201299 then
Structure
Exclusion
3(c)(1), up to 100 ownersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-139907reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Valley National Bank
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
6.0%reportedadviser and related persons