DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
D•••• C••••••••• E••••• F••• I•• •••• S••••
Other Private Fundadvised byD•••• O••••••• P•••••••• L•••asset manager805-2932230622no longer reportedIAPD
Gross asset value
$60.6M
as of Dec 23, 2020; not a fund size
Peak GAV
$184M
highest filing
Owners
8
beneficial owners reported
Minimum investment
$5.8M
as reported
Adviser and related own
24%
of the fund
Owned by funds
14%
fund-of-funds interests
Non-US owners
100%
Reported
15 filings
Feb 9, 2012 to Dec 23, 2020
Reporting history
one row per Form ADV filing
Gross asset value$60.6M as of Dec 23, 2020
Feb 9, 2012$184M then
Owners8 as of Dec 23, 2020
Feb 9, 201220 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Luxembourgreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
- Type as written
- MEZZANINEreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Ing Luxembourg S.A.Luxembourg, Luxembourg · LEI 549300BT51N3KAXDPP56
- Jpmorgan Bank Luxembourg S.A.Luxembourg, Luxembourg
- Jpmorgan Chase Bank, London BranchLondon, United Kingdom · LEI O2RNE8IBXP4R0TD8PU41
- Jpmorgan Chase Bank, National AssociationNew York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Societe GeneraleLuxembourg, Luxembourg · LEI O2RNE8IBXP4R0TD8PU41
Across DFX
shared identifiers only
- D•••• C••••••••• E••••• F••• I•• •••• S•••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 24%reportedadviser and related persons