DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• P••• A•••• M••••• F••• L•••
Gross asset value
$822M
as of Mar 27, 2023; not a fund size
Peak GAV
$1.4B
highest filing
Owners
11
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
0%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
8 filings
Nov 3, 2021 to Mar 27, 2023
Reporting history
one row per Form ADV filing
Gross asset value$822M as of Mar 27, 2023
Nov 3, 2021$1.4B then
Owners11 as of Mar 27, 2023
Nov 3, 20219 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-399094reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Als CapitalNew York, New York
- Daiwa Capital Markets America Inc.New York, New York
- J.P. Morgan Securities LLCNew York, New York
- Marex Capital Markets Inc.New York, New York
- Mirae Asset Securities (USA) Inc.New York, New York
- Mizuho Securities USA LLCNew York, New York
- Royal Bank Of CanadaToronto, Canada
- South Street Securities LLCNew York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 0.0%reportedadviser and related persons