DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

N•••• H•••• P•••••• E••••• A••• I••• L•••

Gross asset value
$359M
as of Nov 26, 2024; not a fund size
Peak GAV
$2.8B
highest filing
Owners
217
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
1%
of the fund
Owned by funds
1%
fund-of-funds interests
Non-US owners
47%
Reported
22 filings
Mar 30, 2012 to Nov 26, 2024
Reporting history
one row per Form ADV filing
Gross asset value$359M as of Nov 26, 2024
Mar 30, 2012$1.0B then
Owners217 as of Nov 26, 2024
Mar 30, 2012182 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
master fundreported
Fund of funds
noreported
Organized in
Cayman Islandsreported
Clients solicited
noreported
Form D file number
021-104187reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Citibank
    New York, New York
  • Citibank India
    Mumbai, India
  • Citibank Na Agency & Trust
    New York, New York
  • Hsbc India
    Mumbai, India
  • Hsbc Korea
    Seoul, Korea, South
  • M••••• S••••••
    Ny, New York · related person of the adviser
  • Woori Bank
    Seoul, Korea, South
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
on the adviser's latest filing in the extractderived
Share
1.0%reportedadviser and related persons