DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C•• H•••••••• L••

Private Equity Fundadvised byP•••••• A•••• M••••••••• L•••asset manager805-2961865361no longer reportedIAPD
Gross asset value
$2.9B
as of Feb 28, 2023; not a fund size
Peak GAV
$2.9B
highest filing
Owners
2
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
31 filings
Mar 31, 2018 to Feb 28, 2023
Reporting history
one row per Form ADV filing
Gross asset value$2.9B as of Feb 28, 2023
Mar 31, 2018$1.9B then
Owners2 as of Feb 28, 2023
Mar 31, 20184 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
yesreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Bank Of America, National Association
    Charlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
  • Citibank, N.A.
    New York, New York · LEI E57ODZWZ7FF32TWEFA76
  • Computershare Trust Company, N.A.
    Canton, Massachusetts · LEI 2549001YYB62BVMSAO13
  • Goldman Sachs & Co. LLC
    New York, New York
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons