DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••••• L••• E••••••• I•••••••• S•• S••••••••• • S•••••••• F••• V••• P••••••• S•••••••
Gross asset value
$46.5M
as of Jul 25, 2024; not a fund size
Peak GAV
$46.5M
highest filing
Owners
10
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
69%
of the fund
Owned by funds
31%
fund-of-funds interests
Non-US owners
31%
Reported
3 filings
Jun 29, 2023 to Jul 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$46.5M as of Jul 25, 2024
Jun 29, 2023$8.6M then
Owners10 as of Jul 25, 2024
Jun 29, 20235 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Luxembourgreported
- Clients solicited
- yes, 1% of the adviser's clients investedreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Wells FargoSan Francisco, California
- Wells Fargo Bank, N.A.San Francisco, California
Across DFX
shared identifiers only
- H••••••• L••• E••••••• I•••••••• S•• S••••••••• • S•••••••• F••• V••• P••••••• S••••••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 69%reportedadviser and related persons