DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
H•••••• I••••••••• P••••••••• L•••
Gross asset value
$410M
as of Mar 29, 2017; not a fund size
Peak GAV
$1.6B
highest filing
Owners
117
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
33%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
1%
Reported
11 filings
Mar 30, 2012 to Mar 29, 2017
Reporting history
one row per Form ADV filing
Gross asset value$410M as of Mar 29, 2017
Mar 30, 2012$1.3B then
Owners117 as of Mar 29, 2017
Mar 30, 2012257 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-180654reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Morgan Stanley & Co. LLCNew York, New York
- Morgan Stanley Capital Services LLCNew York, New York
- Morgan Stanley Institutional Liquidity FundsNew York, New York
- Morgan Stanley Private Bank National AssociationNew York, New York
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 33%reportedadviser and related persons