DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••••• G••••• P••••••••• L•
Hedge Fundadvised byA••••••• A••••••• • S••••••••• L••independent RIA805-3043280550no longer reportedIAPD
Gross asset value
$10.0M
as of Sep 28, 2015; not a fund size
Peak GAV
$11.8M
highest filing
Owners
51
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
5%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Aug 28, 2012 to Sep 28, 2015
Reporting history
one row per Form ADV filing
Gross asset value$10.0M as of Sep 28, 2015
Aug 28, 2012$11.8M then
Owners51 as of Sep 28, 2015
Aug 28, 201260 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 16% of the adviser's clients investedreported
- Form D file number
- 021-1316055reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Fidelity Investments Institutional Services Company, Inc.Boston, Massachusetts
- National Advisors Trust Company, Inc., FsbOverland Park, Kansas
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- not on the adviser's later filingsderived
- Share
- 5.0%reportedadviser and related persons